Counterbalance Compliance®
Stop unapproved financial promotions.
Stop unapproved financial promotions.
Counterbalance enforces your financial promotions approval process, so nothing goes out without a compliance sign-off on record.
Counterbalance enforces your financial promotions approval process, so nothing goes out without a compliance sign-off on record.
One source of truth for every approval.
One source of truth for every approval.
One source of truth for every approval.
Every financial promotion submitted, reviewed, and approved through Counterbalance is logged with a full audit trail.
Every financial promotion submitted, reviewed, and approved through Counterbalance is logged with a full audit trail.
Complete audit trail, always.
Complete audit trail, always.
Complete audit trail, always.
Every submission, approval, rejection, and comment is timestamped and stored. If the FCA comes knocking, your financial promotions records are already ready.
Every submission, approval, rejection, and comment is timestamped and stored. If the FCA comes knocking, your financial promotions records are already ready.
Protect your personal liability.
Protect your personal liability.
Protect your personal liability.
Built for SMF16 and SMF17 holders at directly authorised firms. Counterbalance gives you documented evidence that your financial promotions approval process was followed — every time.
Built for SMF16 and SMF17 holders at directly authorised firms. Counterbalance gives you documented evidence that your financial promotions approval process was followed — every time.